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Posts tagged: fsa

Homeserve sets aside £6m for fine

By Press Association, May 22, 2013

Home emergency business Homeserve has set aside £6 million as it braces itself for a possible fine from City regulators for a mis-selling scandal
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Lamprell handed £2.4m FSA penalty

By Press Association, Mar 19, 2013

An engineering firm has been hit with a £2.4 million fine for failings that kept investors in the dark about its deteriorating financial position.
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100,000 firms 'mis-sold rate swaps'

By Press Association, Feb 08, 2013

Up to 100,000 firms could have been mis-sold interest rate swaps, Business Secretary Vince Cable has said.
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Banks face mis-selling scrutiny

By Press Association, Jan 31, 2013

Britain's scandal-hit banking industry is to face fresh scrutiny when the City watchdog publishes an update into the mis-selling of complex financial products to small businesses
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Five held in insider dealing probe

By Press Association, Jan 23, 2013

Two men and three women have been arrested following early morning raids as part of an investigation into insider dealing and market abuse
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Financial advice market shake-up

By Press Association, Dec 28, 2012

A shake-up of the financial advice market takes effect next week, forcing advisers to spell out costs to customers
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Ex-City watchdog switches sides

By Press Association, Dec 12, 2012

Hector Sants - the former head of the City watchdog - is to switch sides as he becomes the first point of contact for regulators at controversy-hit bank Barclays
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UBS fined £29.7m over rogue trader

By Press Association, Nov 26, 2012

Swiss banking giant UBS has been fined £29.7 million by the City watchdog for failings which allowed convicted rogue trader Kweku Adoboli to lose £1.4 billion
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